Bank anti-money self-examination report standard template

2022-04-09 19:04:22 5

According to the spiritual arrangement of Gan Shi (20xx) No. 120, our county branch combines the real-time in the county's postal financial anti-money laundering work, the self-examination of the county branch and the financial outlets of the county branch and the financial outlets, and now report this work, If you are wrong, please correct it!

First, anti-money laundering organizational construction

1. Our bank according to the changes of the postal financial outlets and the actual personnel of the county branch, the director of the anti-money laundering work leading group, the county postal, branch management personnel, and the savings office is the specific person in charge of the anti-money laundering, and effectively perform the responsibility of anti-money money according to law. Supervise all outlets and return money work normally.

2. The anti-money laundering leadership group is located in the county branch integrated office, identify special anti-money laundering management personnel, carry out daily work training, report on report, self-examination, etc.

3. All positions staff can earnestly perform their duties, and can obtain customer identity materials according to the regulations, and strictly confidently confidential to obtain customer identity materials, large trading and suspicious transactions.

Second, anti-money laundering internal control system construction and implementation

1. Strengthen the construction of internal control system. The county branch forwarded the "Guidance Opinions of Gansu Provincial Banking Financial Institutions", "Gansu Provincial Banking Financial Institutions Anti-Washing Assessment Evaluation Evaluation Measures", "China Postal Savings Bank Gansu Branch Branch anti-money laundry implementation rules" And other related systems, and responsible to the head of the staff to implement the system learning, implementation.

2, customer identification. When establishing a business relationship with the customer or a specific service such as a loss, check, review, and keep customer ID documents.

3, customer identity data and transaction record save conditions. Customer identity data and transaction records save real, complete, saved according to the expiration of the anti-money laundering, and there is no abundance of anti-money laundering.

4, large trading and suspicious transaction report. Big amounts of personal savings more than 200,000 yuan, the company's business is more than 500,000 yuan and the suspicious transaction report shall report according to the regulations, and the data collection is complete, and the report shall be reported in a timely manner according to the regulations of the person.

5. According to the relevant provisions of the anti-money risk level division and assess the relevant regulations of the management implementation rules, the director of the savings is arranged to conduct customer risk level, registration, report work, strengthen money laundering supervision, and prevent the risks of money laundering.

6. Anti-money is not on-site supervision and on-site inspection. On time, the non-live supervision report is reported, the non-live report is true, complete and standardized; according to the requirements of the on-site inspection of the pedestrian or superior line, the anti-money laundering self-examination work is carried out, and in time, the proposed anti-money laundering work inspection opinion Formulate rectification measures, rectify and report to a reform report.

7, with anti-money laundering case investigation, investigation. Mainly pays more attention to abnormal funds such as large amount or one, carefully analyzed and judgment, and in accordance with relevant requirements, it is promistently reported to the superior report, and actively actively cooperate with the local people's bank and investigation department to carry out anti-money laundering investigation, T调查结果是准确的，及时的，报告规范完整。

8.反洗钱工作审计审计。根据国家分公司安排的反洗钱内部审计，审计结论是积极纠正的。

9.提交并报告了反金钱文件信息。及时报告反洗钱领导小组，反洗钱信息。及时报告各种类型，报告和其他反洗钱文件，有效地标准化。

10，反洗钱，培训。根据监管机构和上级的要求，进行反洗钱。根据顶级同比的反洗钱培训计划，结合两种集体学习和自学的方式，进行了出境的资金培训。

11.反洗钱工作合作。积极与当地人民银行和卓越的分支机构合作，开展各种反洗钱检查和相关工作。

12.反洗钱评估评估。通过全面评估县分支机构的反洗钱和所有网点，基本上是合格的。

总之，我们县分支机构的所有职位都可以基本上履行职责，但在工作中仍然是一项举措，缺乏反洗钱相关的系统学习和宣传，并且需要加强培训工作。反洗钱和各种商人的工作人员很弱，需要不断提高相关知识，改善反洗钱工作，我们的县分支将弥补不足，加强工作，有效改善我们的县分公司。